WebDec 21, 2000 · (A) In general The term “ associated person of a swap dealer or major swap participant ” means a person who is associated with a swap dealer or major swap participant as a partner, officer, employee, or agent (or any person occupying a similar status or performing similar functions), in any capacity that involves— (i) WebDec 18, 2024 · Washington D.C., Dec. 18, 2024 —. The Securities and Exchange Commission today adopted a package of rule amendments, guidance, and a related order to expand and improve the framework for regulating cross-border security-based swaps, including single-name credit default swaps. The adoption of this package also stands up …
ISDA: CFTC Requirement: Federal Entity Indicator - Mondo Visione
WebMay 11, 2012 · The CFTC and the SEC will be publishing a definitions rulemaking to further define, among other things, the term “swap,” which will also address the determination of … WebMay 18, 2012 · The CFTC’s final registration rules require an entity that is, or intends to be, a swap dealer or major swap participant to provisionally register with the CFTC by the … paint shops in pretoria
CFTC Proposes Revised "US Person" Definition and ... - Westlaw
WebSep 2, 2024 · On July 23, 2024, the U.S. Commodity Futures Trading Commission (the CFTC) voted to approve final rules (the Final Rules) regarding the cross-border … Web• The Entity Definitions NOPR properly ties together prong (iii) of the SD definition1and the general exception.2The proposal suggests that the remaining conduct, which is defined … WebDec 3, 2024 · On September 29, 2024, the Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight (“DMO” or “Staff”) issued a staff advisory that provides guidance on when certain entities may be required to register as a swap execution facility (“SEF”). 1 The Advisory clarifies the definition of a SEF in such a way that … sugar creek mobile home park bradenton fl